Peter
Jones
Anarchy in the UK: ‘70s British
Punk as Bakhtinian Carnival
In July 1998, the British weekly
newspaper The Observer ran a fashion feature with svelte models sporting
cut-up cashmere tops photographed against the work of the punk graphic designer
Jamie Reid. Most notable was Reid’s image for the infamous Sex Pistols’
song “God Save the Queen” (1977) showing her majesty resplendent with
safety-pin. Aside from perhaps a wry postmodern reference to the American Vogue
(March 1951) fashion shoot which featured Jackson Pollock’s work as a
backdrop, it illustrates the recuperation of certain elements of ‘70s British
punk, its status now, for some, as a form of radical chic and a style among
others.
Although conscious that writing
about punk in an academic context could be considered as further assisting the
process of co-option, the intention here is to re-assert and re-frame punk’s
radical and more intractable features by drawing on Mikhail Bakhtin’s
well-known notion of carnival. It will be suggested that there are not only
strong affinities and parallels between many aspects of punk and carnival, but
that the former can to varying degrees be legitimately considered as a
reincarnation of the latter. Indeed, it is germane to locate punk within the
carnival frame. For, as Robert Stam notes: “Bakhtinian categories display an
intrinsic identification with difference and alterity, a built-in affinity for
the oppressed and marginal, a feature making them especially appropriate for
the analysis of opposition and marginal practices . . .” (21). The aim of
locating punk within the carnival tradition then, is to redefine and redeem its
many subversive features, and in addition, to open up the discourse on punk
which in general sees it as an episode in the history of British pop music, a
youth sub-cultural phenomenon, or as a manifestation of postmodernism.
Bakhtin’s Carnival
The carnival for Bakhtin
essentially represented a utopian impulse marked by the oppressed’s
contestation and momentary release from the strictures of the established
order. In his seminal Rabelais and his World, Bakhtin writes, “carnival
celebrated temporary liberation from the prevailing truth and from the
established order; it marked the suspension of all hierarchical rank,
privileges, norms and prohibitions” (10). This liberation and articulation of
utopian or egalitarian ideals is accompanied by the subversion and
demystification of the conventions, symbols, and values underpinning the
established order by such devices as inversion and parody. It also involves the
transgression of social norms and propriety by the avowed and frequent use of
obscenities and stress on excess and corporeality. The carnival is thus an
anarchic semiotic and somatic realm. It also represents an oppositional culture
which emerges and operates at the interface of the frictions and periodic
collisions between official and popular discourses acting, as Stam notes, as
“the privileged arm of the weak and dispossessed” (227).
However, Terry Eagleton has
observed that the carnival can be “a licensed enclave” (149), a sanctioned
ritual which functions as a safety-value for popular discontent and a subtle
form of social control. Yet, in certain circumstances it could be genuinely
interactable and threatening with wider effects. Peter Stallybrass and Allon
White argue that “for long periods carnival may be a stable and cyclic ritual
with no noticeable politically transformative effects but that, given the
presence of sharpened political antagonism, it may often act as catalyst and
site of actual and symbolic struggle (14; authors’ ital.). Moreover,
although most of its traditional forms have long been repressed, fragmented,
and neutered by regulation and commodification, according to Bakhtin in Rabelais
and his World, “the popular-festive carnival is indestructible. Though
narrowed and weakened, it still continues to fertilize various areas of life
and culture” (33-34). The carnival spirit although attenuated still exists
then, as a disruptive and regenerative undercurrent which one must carefully
listen out for. Bakhtin in his Problems of Dostoevsky’s Poetics argues
that “[t]he sensitive ear will always catch even the most distant echoes of a
carnival sense of the world” (107).
Indeed, some commentators such as
Tony Bennett and Tom Sobchack have discerned “mutated echoes” (147) or “traces”
(180) of the carnivalesque in post-war British society and popular culture. In
this context, rather than a coherent oppositional culture, it is perhaps best
seen as an adaptable repertoire, “a resource of actions, images and roles”
(18), as Stallybrass and White put it, which the disaffected can use to voice
their discontent and aspirations. For John Fiske, “the carnivalesque may still
act as a deep modeling of a pleasurable ideal of the people that is at once
both utopian and counterhegemonic” (101). British punk of the ‘70s can be seen
as representing a return of the repressed; a resurgence and recasting of
long-suppressed yet irreducible elements of the carnivalesque in a clash
between disaffected youth and official discourses against a backdrop of
political and economic crisis, and heightened class tensions.
Punk and Carnival
On a general level, punk displays
strong affinities with the carnival in its make-up and attributes. Punk’s
protagonists were generally underdogs; a motley ensemble of mostly disaffected
working class youths and art school malcontents. Stewart Home writing in 1991
states that “kids on the street” saw punk “as an expression
simultaneously of frustration and a desire for change” (81; Home’s ital.).
While never having a coherent ideology or systematic political project, punk
certainly exhibited anarchic, libertarian and utopian tendencies with roots in
popular culture and —for some—iconoclastic avant-garde movements such as Dada.
George McKay argues that punk was “an oppositional impulse” marked by “the
language of utopia desire” (5). Bakhtin’s outline of carnival’s project in Rabelais
and his World could also serve as a description of punk’s project: “to
consecrate inventive freedom, to permit the combination of a variety of
different elements and their rapprochement, to liberate from the prevailing
point of view of the world, from conventions and established truths, from
clichés, from all that is humdrum and universally accepted” (34).
Punk as a phenomenon like carnival
was fluid, heterogeneous, and transient, marked by irreverence, dissent, and
symbolic resistance through music, dress and behavior. Punk questioned decorum
and subverted the conventions of fashion, typography, and above all those of
the music industry. Variously, by demystifying creativity and the production
process with its egalitarian message of anyone-can-do-it, a rhetoric of
amateurism, raucous style, and inclusion of new and often taboo-breaking topics
such as unemployment, consumerism, the police, and royalty into songs. Punks,
Dick Hebdige argues, “were not only directly responding to increasing
joblessness, changing moral standards, the rediscovery of poverty, the
Depression, etc., they were dramatizing what had come to be called
“Britain’s decline” by constructing a language which was, in contrast to the
prevailing rhetoric of the Rock Establishment, unmistakably relevant and down
to earth . . .” (87; Hebdige’s ital.).
There are correspondences here
with Bakhtin’s notion of “dialogism,” a complex shifting concept which may be
basically defined as the articulation and interplay of “other voices.”
Essentially, these are voices in opposition to, excluded by, and excluded from
monologic official discourses. Carnival is framed by dialogism. Punk opened-up
a carnivalesque dialogic space for the voices of the disaffected and
marginalized, whether working-class, local, regional or female. The latter,
sometimes functioned in conjunction with feminist politics as in bands such as
The Slits and The Raincoats. Mavis Bayton notes that although not
totally free from sexism, “punk allowed women to voice their anger and
frustration with the sexual status quo, by singing about hate, writing angry
songs or specifically anti-romantic lyrics” (66).
Furthermore, punk in its practices
not only contested who could speak and what could be said but also how. Songs
and publications like fanzines were shot through with transgressive grammatical
errors, slang and swear words. Such “elements of freedom”—as Bakhtin termed such
language in Rabelais and his World (187)—challenged the linguistic
conventions of official discourses, in particular hegemonic middle-class
“Standard” English, as did punk’s assertation (often verging on self-parody) of
working class speech and its rich idioms. As Simon Frith observed: “Punk
singers like Johnny Rotten developed an explicity work-class voice by using
proletarian accents, drawing on football supporter chants, expressing an
inarticulateness, a muttered, hunched distance from the words they plucked from
the clichés of public expression” (161). This is analogous with “the
carnivalization of speech,” the irruption of earthly everyday language, taboo
topics and others’ “truths” into official discourses.
Other carnivalesque tropes such as
wordplay and inversion are prevalent in punk, for example, the inclination for
bizarre names: “Rat Scabies”, “Tory Crimes” and “Poly Styrene”. The Clash’s song
“Hate and War”(1977), inverted the ‘60s hippy slogan “Love and Peace.” Parody
too, was a prominent weapon in the punk arsenal. Dave Laing in 1978 noted that
the words of the Sex Pistols’ song “Holidays in the Sun” (1977) are “a kind of
collage of media and travel brochure clichés and parodic references to them
clustered around the media themes associated with Germany— Belsen, “reasonable
economy,” the Berlin Wall. Wrenched out of their place in what might be called
the Daily Mail discourse, the clichés sound empty and ridiculous” (127).
Indeed, the conflation and mixing
of diverse elements and distinct realms often to deflate and ridicule—what
Bakhtin calls “misalliances,” a transgressive promiscuity—is also at the heart
of carnival. In Problems of Dostoevsky’s Poetics, he writes: “Carnival
brings together, unifies, weds, and combines the sacred with the profane, the
lofty with the low, the great with the insignificant” (123). Such an attitude
is central to punk and strongly informs its bricolage aesthetic, most
evident in a visual style marked by incongruous combinations, for example,
tu-tu’s with Doc Marten boots. As Neil Nehring notes, “The ensemble that made
up punk style involved the appropriation of artefacts and texts regardless of
their origin, and a quite purposeful courting of outrage and condemnation every
step of the way” (316).
A subversive mixing, especially of
the high and low, to shock and mock is most evident in many punk texts. Among
many examples, one might note the Sex Pistols’ alternative national
anthem “God save the Queen” (1977). Laing writing in the journal Marxism
Today, saw the song as “an especially effective blow against ruling class
propaganda” (124). One can also note Jamie Reid’s aforementioned montage-style
graphics which defiled the monarch’s portrait by the establishment photographer
Cecil Beaton. Another good example is a cover of the punk fanzine Jolt which
featured a rather crude copy of the salacious boudoir painting Sleeping
Women (1866) by the French realist Gustave Courbet, with one of his lesbian
nudes replaced by an image of the priggish media watchdog Mary Whitehouse.
Participation and Egalitarianism
Jon Stratton argues that punk was
a re-configuration and reassertion of a long repressed and subversive working
class “aesthetic of emotive involvement” (33). This aesthetic is characterized
by active participation, hedonistic pleasure, and the loss of self in an
experience of communion, as opposed to a Kantian-bourgeois aesthetic of
individualistic and reasoned pleasure. Indeed, punk was marked by ardent
collective participation manifest in the do-it-yourself production of music,
clothing, graphics, and fanzines. However, such an aesthetic is perhaps most
evident in the Dionysian-like punk concert, in particular front-of-stage
activity (a precursor of the ebullient “Moshpit” of the later popular music
scene) and is one area where punk perhaps comes closest to the carnival.
Caroline Coon at the time noted that punk audiences “collectively deal out a no
bullshit vibe, underpinned with good humor. They jeer and boo at the bands as
much as the bands feel free to insult the audience. . . . Participation is the
operative word” (14).
With its alcohol and
amphetamine-fuelled cathartic frenzy, almost “oceanic” crush, stage invasions,
irreverence for performers and audience alike, “pogoing” and “gobbing,” the
punk concert is an example of collective jouissance. A display of excess
and disorder where rational control is relinquished and differences between
subjects and the distinctions between audience and performers, stage and
street, are blurred. At his first punk gig, Philip Hoare noted that “there was
no pit between the stage and floor; like a medieval mystery play or a chivalric
tournament, nothing stood between the audience and participant. There was
little to distinguish the one from the other: just a shower of spit and sweat and
ear-crunching amphetamine noise” (354). This temporary overturning of the
traditional relationship between audience/performer and enthusiastic
participation was seen as one of the most subversive aspects of punk. Hebdige
observed: “It was in the performance arena that punk groups posed the clearest
threat to law and order . . . the groups and their followers could be drawn
closer together in a communion of spittle and mutual abuse” (110).
Heady participation, close bodily
contact and a suspension of the division between performers and spectators are
all key features of carnival: its avowed egalitarianism and assault on
hierarchies and controls. In Rabelais and his World, Bakhtin
writes: “Freedom and equality are expressed in familiar blows, and coarse body
contact . . . no separation of participants and spectators. Everybody
participates” (265). And like carnival, punk events too attracted official
censure and repression. Martin Cloonan notes that “Punk gigs were subject to a
degree of censorship unparalleled in British popular music history” (174). Punk
here also performed a carnivalesque-type expose and demystification of the
entertainment industry. As Laing noted in 1985: “One of the most significant
achievements of punk was its ability to lay bare the operations of power in the
leisure apparatus as it was thrown into confusion” (xiii).
Moreover, although not totally
free from hierarchies and divisions (for example, ‘‘hardcore’’
punks/part-timers and London/provinces), a carnivalesque spirit of
egalitarianism based on communality and close and familiar physical contact
does pervade punk and its self-imagery and is a key constituent in its
self-definition. In photographs (for example the work of Erica Echenberg),
fanzines, and record sleeves, audiences and fans all feature prominently. In
the revelry of carnival as in punk, there is, Bakhtin argues in Problems of
Dostoevsky’s Poetics, “free and familiar contact among people” (123), the
reinforcement of collective identity, as Tzvetan Todorov observes, a temporary
dissolution of “the individual into the collective action of the crowd” (7).
Here, the crowd becomes the earthly and unruly social-body of the people; an
avatar of the grotesque body.
The Grotesque Punk Body
The grotesque body is central to the carnival. It is the popular
resource, the nexus and embodiment of a set of “negative” oppositional values
such as disorder, filth, unrestrained pleasure, and ugliness. It stands in
stark contrast to the distinct, finished and authoritarian “classical body,”
the model for traditional aesthetics and social order since antiquity. The
transgressive grotesque body is a mix of heterodox elements, incomplete and
open to change. Nor is it separate from its social context. Orifices and
protuberances, mouths and noses, penetrating and expelling actions are all
emphasized. Bakhtin writes in Rabelais and his World: “Contrary to
modern canons, the grotesque body is not separated from the world. It is not a
closed, completed unit; it is unfinished, outgrows itself, transgresses its own
limits. The stress is laid on those parts of the body that are open to the
outside world . . .” (26). Here the body is literally opened up to the world
and represents a liminal zone. As Renate Lachman notes:
The main principle of the official semiotics of the
body is the concealedness of the body’s insides. By contrast, carnival
semiotics allows the inner realm to enter eccentrically into the outside world
and vice versa: it stages the penetration of the outside into the bodily
insides as a spectacle. The boundary marking the division between the body’s
insides and outside is suspended through the two movements of protruding and
penetrating. (150-51)
Contra the monadic, hermetic classical
body and its progeny the sanitized/fetishized body of consumerism, the disorderly punk body can be
seen as a variant on the grotesque. In the protean and spectacular punk body,
the apparently impervious façade of the classical or disciplined consumer body
which underpins ideals of unity, control and autonomy are countered by a
fragmented bricolage aesthetic and a carnivalesque double movement of
penetration and protrusion. We find a highlighting and symbolic violation of
corporeal boundaries and interpenetration of the body and world in punk’s
ripped and slashed clothing, often exposing naked flesh, stress on zips and
seams, and in actual self-mutilation and scarification, and with “irrational”
adornments to the body: tattoos, nose and mouth piercings. Moreover, the
wearing of undergarments such as singlets and bras on the outside turned
conventions and the “body” inside out.
Other protruding punk accoutrements
such as studded dog collars, chains and bondage straps not only allude to
an oppressive society and attitudes toward truculent youth as animals to be
controlled, but also represent a carnivalesque refunctioning of commonplace
objects “contrary to their common use” (411), as Bakhtin notes in Rabelais
and his World. One should note here the use of safety-pins (an exemplar of
the double movement of penetration and protrusion) for puncturing and
disfigurement rather than repair, and bin-liners as apparel, a mark of extreme
self-depreciation and re-coding of the body as trash. All this and a penchant for
intrusive spikey hair and behavior such as vomiting and spitting stresses the
punk body’s alterity, corporality, and intertextuality with the world.
For Bakhtin, “the essence of the
grotesque” is the mask. It is a signifier of “change and reincarnation” and
represents “the violation of natural boundaries” (39-40). Moreover, the mask
suggests an archiac form with resonates with otherness: “Even in modern life it
is enveloped in a peculiar atmosphere and is seen as a particle of some other
world” (40). We find a version of the grotesque carnival mask in punk facial
disfigurement or decoration, the use of garish, clownish heavy make-up evoking
a destabilizing androgyny and proclivity for grimacing in its attack on decorum
and dictated notions of beauty and femininity.
In carnival and the grotesque body
there is also a tradition of degradation, a salutary bringing down to earth
often through an emphasis on what Bakhtin calls “the lower stratum of the body”
(180). This is essentially the body’s “baseness” epitomized by the belly,
birth, and excess bodily pleasures, as opposed to idealist notions of
transcendent “higher regions,” that is to say, the head, the locus of reason.
The grotesque body and degradation are also the basis of what Bakhtin termed
“billingsgate”—abusive language, curses, and profanities, part of the
carnivalization of speech which in modern forms harbors “[a] vague memory of
past communal liberties and carnival truth...” (28). We find a playing-up of
“the lower stratum” and a penchant for billingsgate in punk; in the cultivation
of a dirty unkempt look, lewd behavior, the valorization and liberal use of
obscenities, and in the many crude bodily references in songs and group names
such as “I Can’t Come” (1977) by the Snivelling Shits—often informed as Home
noted in 1995—by “smutty music hall traditions” (53). Exemplary and
well-documented are the scurrilous attics of the Sex Pistols, the grotesque
punk band par excellence: a micro-carnival in themselves.
Yet there are some aspects of
punk, which sit uneasily with carnival. Despite the prolificity and
oppositional stance, it was deeply marked by a discursive negativity: nihilism,
despair, (self-)hatred and a cynical laughter more akin to what Bakhtin saw as
the unregenerative “cold humor” of Romanticism (38). Punk’s “apocalyptic” cry
of “No future! . . . Destroy!” is at odds with the dialectical nature of
carnival: abasement and affirmation, destruction and renewal, and
its overall celebratory thrust.
Yet despite such differences and
the ineluctable co-option of its more easily assimilated features, punk is
imbued with a carnival spirit, its tropes, and oppositional carnivalesque
strategies. In its under-dog status, ideals of communality and egalitarianism,
alterity, heady misalliances, and assaults on propriety and convention, punk
can be seen as a reincarnation of the carnival. Indeed, Bakhtin’s description
of the admittedly transitory achievement of carnival could serve as a fitting
epitaph for British punk of the ‘70s: “For a short time life came out of its
usual, legalized and consecrated furrows and entered the sphere of utopian
freedom” (89).
Peter Jones
Department of History of Art and Design
Winchester School of Art Campus
University of Southampton
Southampton, England
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